Uplink resource scheduling control in response to channel busy condition

ABSTRACT

A wireless access network node transmits scheduling information assigning an uplink resource for a user equipment (UE), detects whether the UE has not transmitted using the assigned uplink resource, determines, based on the detecting, that the UE has failed a Listen-Before-Talk (LBT) check at the UE, and further schedules and assigns an uplink resource for the UE.

CROSS REFERENCE TO RELATED APPLICATION

This is a continuation of U.S. application Ser. No. 14/824,723, filedAug. 12, 2015, U.S. Pat. No. 10,375,714, which is hereby incorporated byreference.

BACKGROUND

Devices such as computers, handheld devices, or other types of devicescan communicate over wired or wireless networks. Wireless networks caninclude cellular networks that include cells and associated wirelessaccess network nodes. A wireless device within a cell can connect to acorresponding wireless access network node to allow the device tocommunicate with other devices.

Another type of wireless network is a wireless local area network(WLAN), which includes wireless access points to which devices are ableto wirelessly connect.

BRIEF DESCRIPTION OF THE DRAWINGS

Some implementations of the present disclosure are described withrespect to the following figures.

FIG. 1 is a block diagram of an example arrangement that each includes acellular network including a wireless access network node configured tooperate in the licensed spectrum and in the unlicensed spectrum, inaccordance with some implementations.

FIG. 2 is a block diagram of an example arrangement in which techniquesor mechanisms according to some implementations can be incorporated.

FIG. 3 is a schematic diagram illustrating downlink and uplink subframesaccording to some implementations.

FIG. 4 is a flow diagram of a process of a wireless access network node,according to some implementations.

FIG. 5 is a message flow diagram of an example process that involves awireless access network node and user equipments (UEs), according tosome implementations.

FIG. 6 is a flow diagram of a backoff procedure, according to someimplementations.

FIG. 7 is a flow diagram of a modified sensing procedure, according tofurther implementations.

FIG. 8 is a message flow diagram of another example process thatinvolves a wireless access network node and user equipments (UEs),according to further implementations.

FIG. 9 is a block diagram of an example system according to someimplementations.

DETAILED DESCRIPTION

FIG. 1 illustrates an example of a network arrangement that includes acellular network 102 and a user equipment (UE) 106 that is at a locationwithin the coverage area of a wireless access network node 108 in thecellular network 102.

A UE can refer to any of the following: a computer (e.g. desktopcomputer, notebook computer, tablet computer, server computer, etc.), ahandheld device (e.g. a personal digital assistant, smartphone, etc.), awearable device that can be worn on a person, a computer embedded in avehicle or appliance, a storage device, a communication node, and soforth.

The wireless access network node 108 can operate according to theLong-Time Evolution (LTE) standards (or other standards) as provided bythe Third Generation Partnership Project (3GPP). The LTE standards arealso referred to as the Evolved Universal Terrestrial Radio Access(E-UTRA) standards. Although reference is made to LTE or E-UTRA in theensuing discussion, it is noted that techniques or mechanisms accordingto some implementations can be applied to other wireless accesstechnologies, such as 5G (fifth generation) or other technologies. TheUE 106 can communicate with the wireless access network node 108 over acellular network link 109.

Although just one wireless access network node 108 is depicted in FIG.1, it is noted that the cellular network 102 can include multiplecellular access network nodes that correspond to respective cells of thecellular network 102. A cell can refer to the coverage area provided bya corresponding cellular access network node. UEs can move between cellsand connect to respective cellular access network nodes.

Cellular network operators that provide cellular networks in a licensedspectrum are running out of new spectrum to purchase, and the spectrumthat is available can be costly to license. Thus cellular networkoperators are looking for ways to extend cellular networks to useunlicensed spectrum. An unlicensed spectrum includes frequencies thatare not part of the licensed spectrum for a given cellular network. Forexample, LTE can be associated with a specific licensed spectrum thatincludes frequencies over which LTE communications can occur. Anunlicensed spectrum includes frequencies outside the LTE licensedspectrum, e.g. frequencies currently used by a wireless local areanetwork (WLAN) that operates according to the Institute of Electricaland Electronics Engineers (IEEE) 802.11 standards. Note that a WLAN thatoperates according to the 802.11 standards can also be referred to as aWi-Fi network. In other examples, a WLAN can operate to differentstandards.

One way to increase the capacity in the cellular network 102 is toaggregate multiple operating frequencies or carriers in a single cell.This feature is referred to as carrier aggregation as provided by LTE.Carrier aggregation enables simultaneous operation over a number (N) ofaggregated component carriers (CCs). Each given CC may be up to 20megahertz (MHz) wide, and can be present either within the same or adifferent band of other CCs with which the given CC is aggregated.

In a carrier aggregation made up of multiple CCs, one of the multipleCCs provides a primary cell or PCell, while the remaining CC(s) of thecarrier aggregation provide(s) secondary cell(s) or SCell(s). Certainoperations may be confined to the PCell (for example transmission ofbroadcast system information). The wireless access network node 108 isresponsible for scheduling uplink and downlink shared resources on theCCs. Examples of uplink shared resources include Physical Uplink SharedChannel (PUSCH) resources, and examples of downlink shared resourcesinclude Physical Downlink Shared Channel (PDSCH) resources. The PUSCH isused for uplink communications (from the UE 106 to the wireless accessnetwork node 108), while the PDSCH is used for downlink communications(from the wireless access network node 108 to the UE 106). Schedulingassignments for PUSCH or PDSCH resources can be contained withinDownlink Control Information (DCI) messages that are transmitted withineither a Physical Downlink Control Channel (PDCCH) or an EnhancedDownlink Physical Control Channel (E-PDCCH). These schedulingassignments may be directed to a specific UE via use of a UE-specificaddress termed a Radio Network Temporary Identifier (RNTI). Thescheduling assignments identify PDSCH or PUSCH resources for a given CC(here termed the “target” CC). The CC that is used to transmit theassignments (here termed the “controlling CC” may be either the same asthe target CC (in which case this mechanism is known as self-scheduling)or a different CC (known as cross-carrier scheduling).

As the licensed spectrum gets more crowded, carrier aggregation oflicensed carriers alone is not sufficient to meet the bandwidth demandsin a network. A further way to expand the capacity of a cellular networkis to make use of both the licensed spectrum and an unlicensed spectrum.With carrier aggregation, this may be accomplished by aggregatingcarriers in the licensed spectrum with carriers in the unlicensedspectrum. In some cases, this can be accomplished by adapting the LTEcellular network to operate both in the licensed spectrum and theunlicensed spectrum. The wireless access network nodes are able to servethe UEs both over licensed and unlicensed carriers using an adapted LTEtechnology. As part of Rel-13 enhancements of LTE, 3GPP are studyingdeployment of LTE in unlicensed spectrum. The general idea is that thistechnology follows the carrier aggregation framework as mentioned abovewhere the PCell is in the licensed spectrum and one or more SCells maybe in the unlicensed spectrum. Adding SCells in the unlicensed spectrumto add to the communications capacity of an LTE cellular network isreferred to as LTE Licensed Assisted Access (LAA).

As shown in FIG. 1, the wireless access network node 108 provides aPCell 104 on a CC in the licensed spectrum, and provides an SCell 105 ona CC in the unlicensed spectrum, where the PCell 104 and the SCell 105are part of a carrier aggregation.

The UE 106 can communicate over the uplink (UL) and downlink (DL) witheach respective PCell 104 and SCell 105.

In an E-UTRA network, the wireless access network node 108 can beimplemented as an enhanced Node B (eNB), which includes thefunctionalities of a base station and base station controller. In theensuing discussion, the cellular access network node 108 is alsointerchangeably referred to as an eNB 108. Although reference is made toeNBs in the ensuing discussion, it is noted that techniques ormechanisms according to the present disclosure can be applied with othertypes of cellular network wireless access network nodes that operateaccording to other protocols.

The cellular network 102 also includes a core network 112, whichincludes various core network nodes. As examples, in an E-UTRA network,the core network nodes can include a serving gateway (SGW) and a packetdata network gateway (PDN-GW). The SGW routes and forwards traffic datapackets of a UE served by the SGW. The SGW can also act as a mobilityanchor for a user plane during handover procedures. The SGW providesconnectivity between the UE and an external network (such as a packetdata network, e.g. the Internet or another network). The PDN-GW is theentry and egress point for data communicated between a mobile in theE-UTRA network and a network element coupled to a PDN (not shown).

In an E-UTRA network, the core network nodes can also include a controlnode referred to as a mobility management entity (MME). An MME is acontrol node for performing various control tasks associated with anE-UTRA network. For example, the MME can perform idle mode UE trackingand paging, bearer activation and deactivation, selection of a servinggateway) when a UE initially attaches to the E-UTRA network, handover ofthe UE between eNBs, authentication of a user, generation and allocationof a temporary identity to a UE, and so forth. In other examples, theMME can perform other or alternative tasks.

When connected to the eNB 108, the UE 106 is able to communicate withother devices, which can be connected to the cellular network 102 or canbe connected to other networks, including wired and/or wirelessnetworks.

Traditionally, for UL communications in a cellular network such as anLTE network, access to radio resources (to use for an UL communicationfrom a UE to the eNB 108) is accomplished using dynamic schedulingcontrolled by the cellular network 102, and more specifically, by theeNB 108. More specifically, the eNB 108, to schedule an ULcommunication, the eNB 108 provides a grant of UL radio resources to theUE 106 to use for performing the UL communication.

In contrast, a WLAN that operates according to IEEE 802.11 uses adistributed method of medium access based on a Listen-Before-Talk (LBT)technique. The LBT technique can also be referred to as a Channel SenseMultiple Access (CSMA) technique.

With the LBT technique, a wireless node (e.g. UE 106 or a wireless acesspoint or AP of a WLAN) with data to transmit first listens to the medium(on the channel the wireless node wishes to operate on) for a period oftime to sense whether the channel is free for use. Listening to thechannel to sense whether the channel is free for use is also referred toas Clear Channel Assessment (CCA) or Carrier Sense (CS). A “channel” canrefer to any communication resource (e.g. a carrier of a givenfrequency, a time slot, etc.) that can be used for carrying information(e.g. user date or control signaling) to be transmitted by the wirelessnode. A channel is free if there is not another wireless node that iscurrently transmitting on the channel. A channel is busy (not free) ifthere is another wireless node currently transmitting on the channel.

The determination of whether the channel is free or busy may be based ona comparison of a received signal metric (such as power) against aspecified threshold value. If the wireless node determines that thechannel is free, the wireless node can proceed to transmit for a periodof time, which can be referred to as a Transmission Opportunity (TXOP).The TXOP is less than a defined maximum TXOP (a maximum time duration).Conversely, if the wireless node determines that the channel is busy(not free), the wireless node does not transmit and executes a procedureto choose a random time (a backoff time) to attempt transmission again.A state of the wireless node in which the wireless node does nottransmit for the backoff time is referred to as a backoff state orextended CCA (eCCA) state. During the backoff state, the device makesuse of various timers and counters that govern how long the deviceremains in the backoff state.

When LAA is employed using SCells operating on unlicensed frequencies,co-channel coexistence of cellular network eNBs and WLAN APs can beimproved if the LBT technique is employed also for communicationsbetween UEs and eNBs (in addition to using LBT for communicationsbetween UEs and WLAN APs). In these arrangements, a UE or an eNB withdata to transmit first senses the channel, and then proceeds to eithertransmit (if the channel is free) or to back off and re-try at a latertime (if the channel is busy). Various LBT protocols variants aredivided into 4 categories:

-   Category 1: No LBT is used.-   Category 2: LBT is used without backoff (but with a deterministic    duration to detect channel-busy prior to transmission). Note that    schemes in which this duration periodically recurs (e.g. the Frame    Based Equipment (FBE) definition of ETSI's EN 301 893) also fall    into this category.-   Category 3: LBT with backoff within a fixed-size time (contention    window).

This means that the backoff period includes a randomly determined periodof time (provided by a backoff timer or counter) up to the contentionwindow length. An LBT backoff state when Category 3 LBT is used is alsoreferred to as a random backoff state. During the random backoff state,the wireless node that is in backoff performs further channel sensing inorder to decrement the backoff counter or timer upon detecting an idlebackoff slot. Because of this additional channel sensing, this backoffstate is also referred to as an eCCA state.

-   Category 4: LBT with backoff within a variable-sized contention    window (e.g. one that grows based on each successive retry). This is    similar to the above random backoff state with Category 3 LBT, but    the contention window in this case may be adapted (typically    incremented by a factor) after sensing an unsuccessful transmission    or other events indicating that the channel is congested.

LAA has adopted use of Category 4 LBT. Note that when in an eCCA state,the backoff counter only decrements upon identifying an idle ECCA slot(discussed further below in connection with FIG. 6).

Since LTE is a scheduled system in which UL resources are scheduled toallow UEs to perform UL communications, LAA can also use scheduling ofUL resources. In accordance with some implementations of the presentdisclosure, techniques or mechanisms are provided to allow forcoexistence of a scheduled LAA UL and communications based on using LBT.More specifically, an eNB can transmit UL grant to schedule an ULresource to a UE to perform an UL communication; if the UL resourcescheduled by the UL grant is part of an unlicensed spectrum, then an ULtransmission with the UL resource is subject to LBT.

Using LBT at a UE (i.e. the UE uses LBT before transmission to detect afree channel) can be performed for a number of reasons. For example, LBTbefore transmission can be a regulatory requirement in some regions suchas Europe. As another example, issues due to coexistence between WLANnodes and scheduled systems can be addressed if the UE performs LBT (andmore specifically, LBT with random backoff within a variable-sizedcontention window that grows on each successive retry) beforetransmission. As a further example, hidden nodes to an eNB (nodes thatare hidden from the eNB, i.e. nodes for which the eNB is unable todetect wireless transmissions from the nodes) would not be impacted byUE transmissions if the UE performs LBT before transmission.

However, simply combining a scheduled system with LBT at the UE can leadto situations in which the eNB is not aware of:

-   the UE's current LBT or backoff state, and/or-   the presence of hidden nodes associated with the UE for which the    eNB is scheduling uplink resources, where a hidden node is a node    that the UE can hear and will interfere with while this node is not    within the CCA range of the eNB).

The above can both cause the following specific issues:

-   Issue 1: The eNB cannot optimize its scheduling and may assign    wasted UL grants when the UE is unable to transmit in the UL (e.g.    when the UE is in backoff state due to ongoing transmissions from    other nodes that are hidden to the eNB).-   Issue 2: Coexistence problems and lack of fair sharing can occur if    an appropriate LBT technique including backoff is not adopted    (especially in the presence of hidden nodes).

Issue 2 is discussed further in the context of an example arrangementaccording to FIG. 2 and an example diagram showing messages sent inrespective subframes in FIG. 3. FIG. 2 shows an eNB and a WLAN AP, andvarious UEs. UE1 and UE2 have established connections with the eNB,while several other wireless nodes 202 (including STA1) communicate withthe AP.

FIG. 2 also show respective CCA ranges of the eNB, UE2, and AP. A CCArange can refer to the distance from the respective node (eNB, UE2, orAP) within which the transmission of another wireless node can bedetected when performing LBT. In the example of FIG. 2, node STA1 iswithin the CCA range of the eNB and UE2, but outside the CCA range ofUE1. Therefore, node STA1 is a hidden node to UE1. Nodes 202 are outsidethe CCA range of the eNB, and thus are hidden nodes to the eNB. Nodes202 are also outside the CCA range of UE1, and thus are hidden nodes toUE1. However, nodes 202 and the AP are within the CCA range of UE2.

As shown in FIG. 3, it is assumed that the eNB performs an LBT check (at300) before transmitting on DL and this includes transmission of DLframes, e.g. Downlink Control Information (DCI) message 1 and DCImessage 2, containing UL grants. DCI message 1 sent by the eNB includesan UL grant to UE1 (to perform UL transmission in subframe K+4), and DCImessage 2 sent by the eNB includes an UL grant to UE2 (to perform ULtransmission in subframe K+5). Note that the eNB performed a first LBTthat was successful, which allowed the eNB to transmit DCI message 1 andDCI message 2 in subframes K and K+1, respectively, during the DL phase.

In the example arrangement of FIG. 2 where there are hidden nodes, theLBT at UE2 may detect one or more transmissions from nodes (e.g. 202)that are hidden to the eNB. These nodes 202 that are hidden to the eNBmay initiate UL transmissions even during the eNB's DL phase.

Further, in the example scenario shown in FIGS. 2 and 3, it is assumedthat UE1's LBT succeeds, in which case UE1 starts an UL transmission inthe scheduled UL subframe K+4. Also, it is assumed that UE2's LBTsucceeds, in which case UE2 starts an UL transmission in the scheduledUL subframe K+5. Transmission gaps 320 are provided as shown in FIG. 3to facilitate performance of LBT by the respective UEs. Morespecifically, a transmission gap is provided between the end of the lastsubframe in the DL phase and the start of subframe K+4, a transmissiongap is provided between the end of subframe K+4 and the start ofsubframe K+5, and so forth.

At the time that UE1 performs an UL transmission in subframe K+4, the DLphase of the eNB has ended (i.e. the eNB has stopped DL transmissions);as a result, any of the hidden nodes to UE1 (i.e. those that are out ofCCA range from UE1 but potentially in range of eNB and/or UE2) may alsosense the channel to be idle and initiate the hidden nodes' own ULtransmissions. For example, STA1 (e.g. a Wi-Fi node communicating withthe AP) can sense the channel to be idle during subframe K+4 and startan UL transmission sometime after the end of the preceding DL phase.This transmission from STA1 can continue into subframe K+5, in whichcase, the reliability of UE2's transmission on scheduled subframe (i.e.subframe K+5) can be impaired at the eNB receiver (in other words, theUL transmission by STA1 can interfere with the eNB's reception of the ULtransmission from UE2).

Additionally, if UE2 transmits without any CCA check prior to scheduledUL subframe K+5 (i.e. UE2 does not perform LBT), then the ULtransmission from UE2 may impact the ongoing transmission from STA1(which is a hidden node to UE1) as received by the AP, leading tocoexistence issues. Note that in this example, all the nodescommunicating with the AP (including the AP itself) are hidden to UE1and hence in theory any of these nodes can initiate a transmission afterthe DL phase has ended, leading to similar issues.

As depicted in the example according to FIGS. 2 and 3, Issue 2 discussedabove is more acute when the eNB schedules multiple successive ULsubframes for respective UEs.

The foregoing issues can be addressed using any or some combination ofthe techniques or mechanisms discussed below.

Scheduling Control Based on Channel Busy Condition

FIG. 4 is a flow diagram of an example process that can be performed byan eNB (and more generally the wireless access network node 108) toallow for proper operation of UL scheduling by the eNB while allowingfor use of an LBT technique for detecting whether a channel is busy.

According to FIG. 4, the eNB determines (at 402) that a UE hasexperienced a channel busy condition related to an UL resource thatprevented the UE from transmitting on the UL resource to the eNB. Thedetection of the UE experiencing a channel busy condition can be basedon use of an LBT technique, such as discussed above, in some examples.

In response to determining that the UE has experienced a channel busycondition, the eNB refrains (at 404) from scheduling an UL resource forthe UE.

The determination (at 402) of a channel busy condition can be referredto as channel sensing, while the refraining (at 404) can be referred toas performing backoff.

In some example solutions, the channel sensing and the back-off can beperformed in separate nodes; for example, the channel sensing can beperformed at the UE, while the back-off can be performed at the eNB.

In further example solutions, the UE can explicitly indicate a status ofa state of channel sensing to the eNB.

In additional example solutions, an LBT technique can be adjusted basedon whether or not hidden nodes are detected.

Channel Sensing and Back-Off Performed in Separate Nodes

Traditionally, channel sensing (or LBT before transmission on a channel)and execution of backoff in response to detecting a channel busycondition are both performed by a wireless node that has data totransmit, or are both performed by another node that is able to contendon behalf of the wireless node and donate (or schedule) all or part ofthe obtained transmission opportunity to the wireless node.

In contrast, according to some implementations of the presentdisclosure, the initial channel sensing can be performed at the UE,while the backoff can be performed at the eNB. Initial channel sensingcan refer to the first channel sensing performed by a wireless nodeprior to transmission. It is noted that in a backoff procedure at awireless node (performed in response to detecting a channel busycondition), further channel sensing can be performed to determinewhether a channel is free.

In an example implementation, the eNB can transmit an UL grant (e.g.using a DCI message on a Physical Downlink Control Channel (PDCCH) orEnhanced Physical Downlink Control Channel (E-PDCCH)) during subframe K.The UL assigns UL resources to the UE for its use in a later subframeK+M. In some examples, transmission of the DCI message follows executionof LBT at the eNB for DL transmission, such as by using Category 4 LBTin the self-scheduling case) or by use of cross-carrier grants in whichthe scheduling carrier is in the licensed spectrum (and hence notsubject to LBT) while the carrier scheduled to carry the UL transmissionis in the unlicensed spectrum. Category 4 LBT can refer to LBT withrandom backoff within a variable-sized contention window (e.g. one thatgrows based on each successive retry).

The following describes example operations in response to an UL grantfrom the eNB. The UE receives the UL grant in subframe K. Just prior totransmission in the assigned subframe K+M, the UE performs a CCA checkto perform initial channel sensing and ascertain whether the channel isbusy or free. If the channel is free, the UE performs an UL transmissionin the assigned subframe K+M. The eNB detects the presence of the ULtransmission, receives the UL transmission, and decodes UL data in theUL transmission.

On the other hand, if the UE detects that the channel is busy, the UErefrains from transmitting during the assigned interval K+M. The eNB canimplicitly determine that the UE has failed its LBT check (i.e. UEdetected an ongoing transmission having a transmit power above a CCAthreshold, which is a predetermined power threshold), or alternatively,the eNB can be provided with an explicit indication that the UE hasfailed its LBT check.

The eNB can detect that the UE has not transmitted, for example bychecking a received signal power or signal to interference ratio. Asexamples, the eNB can check a Received Signal Strength Indication(RSSI), a Received Signal Reference Power (RSRP), a Signal to Noise(SNR) ratio, a Signal to Interference plus Noise Ratio (SNIR), oranother indication. Alternatively, the eNB can perform channelestimation processing based on processing of demodulation referencesignals (DMRS) known to be associated within the UEs UL transmission.The foregoing checks allow the eNB to determine that the UE has nottransmitted an expected signal in its scheduled UL subframe (scheduledUL resource), and therefore, the eNB can conclude that the UE has failedits LBT check.

In alternative examples, the eNB can detect that the LBT check at the UEhas failed by receiving an explicit indication of LBT failuretransmitted by the UE. The UE may transmit such an indication using anyof the following:

-   A Radio Resource Control (RRC) message.-   A MAC control element.-   A physical layer indication such as a Scheduling Request (SR), a    Physical Uplink Control Channel (PUCCH) acknowledge or negative    acknowledge (ACK/NACK); a Channel Quality Indication (CQI) (e.g.    using a specific code-point), or any other indication.-   Any other indication that the UE may transmit autonomously (i.e.    without explicit scheduling from the eNB).

In response to determining (implicit determination or explicitdetermination) that the UE has failed its LBT check, the eNB can executean LBT backoff procedure on behalf of the UE. This may include an eNBmaintaining UL LBT timers or counters for each UE (in other words, theeNB can maintain multiple sets of LBT timers or counters for respectivemultiple UEs).

In accordance with some implementations, the LBT check is performed bythe UE, while the eNB executes the backoff procedure on behalf of theUE.

Performing the LBT check at the UE can help to avoid the hidden nodeissue of interference of node A's reception of a transmission from nodeB due to transmission of the UE to an eNB, in an example where node B ishidden from the eNB but node A is in the range of the UE. Morespecifically, if node B is within range of the UE, the UE can sense nodeB's transmission during the UE's LBT check, and not transmit if the LBTcheck detects node B's transmission, thereby avoiding interference withreception of node B's transmission at node A.

As further shown in FIG. 5, for the purpose of sending DL information toUEs (e.g. UE1 and UE2 in FIG. 5), an eNB performs (at 502) an LBT checkon the DL. If the LBT performed at the eNB succeeds (which means thatthe channel is free), then the eNB performs a DL transmission (at 504)to UE1, and performs a DL transmission (at 506) to UE2. The DLtransmission (at 504) includes an UL grant to UE1, while the DLtransmission (at 506) includes an UL grant to UE2.

In response to the UL grant (received at 504), UE1 performs an LBT check(at 508) prior to transmission in the scheduled UL subframe. It isassumed that UE1's LBT check fails due to another transmission fromanother node that exceeds the CCA threshold. In response to the UL grant(received at 506), UE2 performs an LBT check (at 510) prior totransmission in the scheduled UL subframe. It is assumed that UE2's LBTcheck succeeds.

Since UE2's LBT check succeeded, UE2 transmits (at 512) UL data in aPhysical Uplink Shared Channel (PUSCH) in the scheduled UL subframe.

However, since UE1's LBT check failed, UE1 does not transmit PUSCH datain the scheduled UL subframe. In some examples, UE1 can transmit (at514) an LBT state indication such as a short control message to indicatethat the LBT check failed (i.e. the LBT check detected an ongoingtransmission, such as from a hidden node). Further details regardingindications for indicating LBT states are discussed further below.

In general, the LBT state indication may either be sent on an UL carrierin the unlicensed spectrum (e.g. the same carrier on which the LBT checkfailed) or on an UL carrier in the licensed carrier, such as a carrierprovided by a primary cell (PCell) in which LBT checking does not haveto be performed. However, in some examples, an LBT state indicationshould be sent on the PCell (licensed carrier) in order not to interferewith the ongoing transmission detected in the unlicensed spectrum. Iftransmitted in the unlicensed spectrum, the LBT state indication shouldbe relatively short. A new short signaling indication can be used forthe LBT state indication, or alternatively an existing indication may bemodified or reused to provide the LBT state indication.

As further shown in FIG. 5, the eNB detects (at 516) the UL transmissionfrom UE2, and further detects (at 516) that a scheduled UE (UE1) has nottransmitted PUSCH on the scheduled UL resource by either (a) implicitlydetecting an absence of transmission from UE1 (e.g. detectingdiscontinuous transmission or DTX) on the UL PUSCH resource; or (b)explicitly receiving an indication of LBT failure (or busy channeldetection) from UE1.

In response to detecting that UE1 did not transmit PUSCH on thescheduled UL resource, the eNB initiates (at 518) a backoff procedure onbehalf of UE1, and the eNB further refrains (at 520) from scheduling ULresources of the associated unlicensed carrier for UE1 until the backoffprocedure ends.

Note that since the eNB detected the PUSCH transmission from UE2, theeNB continues (at 522) to schedule UL resources for UE2.

As shown in FIG. 6, as part of the backoff procedure on behalf of UE1,the eNB can generate (at 602) a random number N, and then initiate thebackoff procedure. The random number N is used to determine the lengthof the backoff time. The random number N is used as a starting value ofa decrementing backoff counter, which decrements N to count down fromthe generated random number N. The eNB does not exit the backoff stateuntil the backoff counter has counted down to zero. More generally, thebackoff procedure can initialize a backoff timer to a non-zero value,where the backoff timer can be implemented as a counter or a variablethat can be decremented after each backoff time slot.

The eNB determines (at 604) whether the channel (over which UE1 is toperform UL transmission) has been idle for a specified eCCA deferperiod, which is a specified period. If the channel has been idle forthe specified eCCA defer period, the eNB determines (at 606) if N=0,which means that the backoff counter has counted down to zero. If N isgreater than 0, the eNB senses (at 608) the channel for one eCCA slotduration, which is a specified duration. An eCCA slot refers to a timeslot having a specified duration for the backoff procedure.

The eNB next determines (at 610) if an idle eCCA slot (an interferencefree time slot) has been detected. If not, the eNB returns to task 604.However, if an idle eCCA slot has been detected (at 610), then thebackoff counter decrements (at 612) the value of N, and returns to task606.

If the backoff counter has decremented down to zero, as detected at 606,the eNB ends (at 614) the backoff procedure for UE1. When the backoffprocedure for UE1 ends, the eNB can again consider UE1 in UL schedulingdecisions.

By using the foregoing process, the eNB ensures that a UE that failedLBT would appear to other contending nodes around the UE as if that UEentered a backoff state from the UL transmission perspective. Theforegoing process ensures that a scheduled UE shares the medium in afairer way with other UEs such as Wi-Fi nodes around the UE.

Further Details of Sensing Procedure at the eNB

As discussed above in connection with FIG. 6, the backoff procedureperformed by the eNB on behalf of the UE includes multiple instances ofthe eNB assessing the status of a channel to determine whether thechannel is busy or idle. With a traditional or legacy backoff procedure,the channel is sensed as idle when there is no other transmissiondetected above the CCA threshold. In some example implementations, thebackoff procedure of FIG. 6 can also use the same criterion to determinethe status of a channel.

In other examples, the backoff procedure of FIG. 6 can classify achannel as idle even when the presence of particularscheduled/non-interfering transmissions is detected. Certainnon-interfering transmissions can occur concurrently over the air (e.g.two UEs scheduled on different UL resource blocks (RBs) within thesystem bandwidth are orthogonal in the frequency-domain and hence do notmutually interfere). In general, at a sensing node (such as the eNB), ifa first transmitting node transmitting on a channel would not havecreated substantial interference to the reception of a transmission onthe channel from a second transmitting node, then the sensing node cantreat the channel as clean or idle for the second transmitting node evenwhen the transmission from the first transmitting node is detected.

From the eNB's perspective, when executing the backoff procedure onbehalf of a given UE (say UE1), a channel is detected as idle (tasks 608and 610 in FIG. 6) in the presence of a transmission from a given node,as long as the transmission is non-interfering—i.e. as long as the eNBdetermines that the detected transmission would not have interfered withthe transmission from UE1.

In some implementations of the present disclosure, a given eNB canconsider an eCCA slot as idle (task 610 in FIG. 6) in any or somecombination of the following cases:

-   No transmission is detected in the eCCA slot above CCA threshold.-   A transmission above the CCA threshold is detected in the eCCA slot,    but the detected transmission is from a known “friendly” or    non-interfering transmitter. A transmission from a friendly or    non-interfering transmitter may include any or some combination of    the following transmissions:    -   A transmission from a downlink transmitter of the given eNB;    -   A transmission from one of the scheduled UL UEs as scheduled by        the given eNB;    -   A transmission from a known cooperating, non-interfering        transmitter, where such a transmission can include:        -   A transmission from neighboring eNBs connected to the given            eNB via an interface through which fast control signaling            can be exchanged to enable cooperative transmissions to            mitigate mutual interference; or        -   A transmission from any UEs served by such neighboring eNBs.

In some examples, cooperating, non-interfering transmitters may includean indication identifying them as non-interfering transmissions tofacilitate the above. In addition or alternatively, these transmissionsmay be detected based on a known scrambling sequence or any other knowncharacteristic associated with these transmissions.

An eNB that considers an eCCA slot having a non-interfering transmissionas an idle ECCA slot is able to count down the backoff counter morequickly during a backoff operation performed on behalf of a UE than inthe traditional or legacy case where an eCCA slot is considered idleonly if there is no transmission within the eCCA slot above the CCAthreshold. The modified sensing procedure that considers an eCCA slothaving a non-interfering transmission as an idle ECCA slot essentiallytakes into account the fact that the serving eNB and any non-interferingtransmitters are not independently contending for the channel access(i.e. they will not interfere with each other's transmissions) and hencethe backoff procedure does not have to distinguish these in the channelaccess mechanism to ensure fairness.

FIG. 7 is a flow diagram of the modified sensing procedure thatconsiders an eCCA slot having a non-interfering transmission as an idleeCCA slot. The modified backoff procedure of FIG. 7 is performed by aneNB on behalf of a UE. The modified sensing procedure of FIG. 7 cancorrespond to task 610 in FIG. 6.

The eNB determines (at 702) whether there is a transmission in an eCCAslot with power above the CCA threshold. If not, then the eNB indicates(at 704) that an idle eCCA slot is detected.

If the transmission in the eCCA slot is above the CCA threshold, thenthe eNB determines (at 706) whether the transmission is from anon-interfering transmitter. If so, then the eNB indicates (at 704) thatan idle eCCA slot is detected.

If the eNB determines (at 706) that the transmission is not from anon-interfering transmitter, then the eNB indicates (at 708) that a busyeCCA slot is detected.

Explicit Indication of Channel Sensing Status to the eNB

As an alternative or as a complement to other solutions discussedherein, a UE can send an explicit indication of an LBT state (i.e.whether an LBT check has failed or succeeded) to an eNB. Providing suchan explicit indication can help improve the reliability of detection ofthe UE's status at the eNB (when compared to an implicit detection ofthe LBT state as discussed above). Providing the explicit indication canbe used to address Issue 1 discussed above.

An LBT state indication can be sent by a UE to an eNB upon detecting oneor more of the following:

-   The UE failing an LBT check due to the UE detecting a busy channel    (e.g. in response to receiving an UL grant, the UE performs an LBT    check and detects an ongoing transmission above a CCA threshold).-   The UE detecting an idle channel e.g. after previously failing an    LBT check.-   The UE detecting an event that results in a change in the UE's LBT    state.-   The UE detecting a change in one or more of the parameters that    govern the UE's LBT state, e.g.    -   reset or expiry or change (e.g. beyond a threshold) of a counter        such as a backoff counter at the UE,    -   change (e.g. beyond a threshold) of a contention window length.

The LBT state indication can be sent by using any of various differentmechanisms. For example, the UE can transmit a message or an indicationon a licensed carrier or another unlicensed carrier. Examples ofmessages can include any or some combination of the following:

-   An RRC message.-   A MAC control element, such as    -   a buffer status report (BSR), or    -   a new MAC control element.-   A physical layer indication, such as    -   an SR,    -   a PUCCH ACK/NACK, or    -   a CQI indication (e.g. using a specific code-point).

In general, it may be the case that new messages or indications are usedfor providing the LBT state indication, or alternatively, existingmessages or indications can be reused or modified to convey the LBTstate indication to the eNB. A new message, a new indication, or a newcontrol element can refer to a message, an indication, or a controlelement that is not specified in current standards governing mobile orwireless communications, but which may or may not be specified in laterstandards. An existing message, an existing indication, or an existingcontrol element can refer to a message, an indication, or a controlelement that is specified in current standards governing mobile orwireless communications.

Upon receiving the LBT state indication, the eNB can take variousactions, including any or some combination of the following.

-   The eNB can control scheduling decisions relating to UL resources    (which can address Issues 1 and 2 discussed above), where    controlling scheduling decisions can include any or some combination    of the following:    -   refraining from scheduling an UL resource for the UE,    -   scheduling an UL resource for the UE (e.g. after previously        refraining from scheduling an UL resource for the UE), or    -   scheduling the UE on another UL carrier.    -   scheduling another UE instead of the UE indicating a channel        busy state (i.e. a failing LBT or going into a backoff state)-   The eNB can update an LBT state for the UE at the eNB (to address    Issue 1), such as by reset or expiry or change of counters such as a    backoff counter at the eNB.-   The eNB can assign or update a hidden node status at the eNB (to    address Issue 2). This may be used at the eNB to:    -   select a carrier or channel at the eNB—i.e. to move the UE to a        different carrier, or to schedule the UE on a different carrier        when a hidden node issue is detected,    -   control or update the LBT technique (or its governing        parameters) used at the UE or for the UE. This can allow the eNB        to optimize the LBT technique used according to the detected        radio environment as described further below.

FIG. 8 is a message flow diagram of a process performed by an eNB, UE1,and UE2, according to further implementations. The process of FIG. 8includes various tasks of FIG. 5 discussed above, where such tasks areassigned the same reference numerals as in FIG. 5.

In the FIG. 8 process, in response to failure of the LBT check (at 508),UE1 itself initiates (at 802) a backoff procedure, in contrast to theFIG. 5 process, where the eNB initiates a backoff procedure on behalf ofUE1. While executing the backoff procedure, UE1 does not transmit anydata on the UL of the unlicensed carrier to which the eNB has providedan UL grant. If a subsequent UL grant on the unlicensed UL carrier isreceived by the UE, the UE ignores such a grant as long as it is in thebackoff state.

UE1 instead may transmit (at 514) an optional LBT failure indication tothe eNB, where this LBT failure indication is one of the explicit LBTstate indications discussed above.

The eNB detects (at 804) the UL transmission from UE2, and furtherdetects (at 804) the LBT failure indication from UE1. In response todetecting the LBT failure indication from UE1, the eNB refrains (at 520)from scheduling UL resources of the associated unlicensed carrier forUE1 until the backoff procedure ends. Note that the eNB will refrainfrom scheduling UL resources for UE1 again (or equivalently bar the UE1from being scheduled on the UL) until the eNB receives a furtherindication from UE1 indicating that UE1 has exited the backoffprocedure. Note that the eNB may also be aware of the fact that a UE inbackoff state will ignore and refrain from transmitting on thecorresponding UL carrier as long as the UE is in the backoff state.Hence, any UL grants transmitted for scheduling UL transmissions on thiscarrier will be wasted and ideally an eNB would hence refrain fromfurther transmitting UL grants for such a UE on the corresponding ULcarrier until the eNB receives an indication that the UE has exited thebackoff procedure . An alternative implementation is for the eNB tospeculatively transmit UL grants knowing that the UE will use them whenthe UE eventually exits the backoff state. This comes at the cost ofadditional DL signaling and also potentially wasted granted ULresources. However, this may avoid the explicit signaling of UE exitingthe backoff state.

Now, considering the case of UE2 in FIG. 8, since the eNB detected thePUSCH transmission from UE2, the eNB continues (at 522) to schedule ULresources for UE2.

As part of the backoff procedure, UE1 may generate a random number N,and initiate the backoff procedure. During the backoff time, UE1decrements the number N as discussed further below. The process ofcounting down the backoff counter at UE1 is similar to that discussedabove in connection with FIG. 6, except the countdown is performed atUE1 instead of at the eNB. When the backoff counter value (N) reacheszero, UE1 exits (at 806) the backoff procedure.

Upon exiting from the backoff procedure, if there is data in the ULbuffer of UE1, UE1 transmits (at 808) an indication to the eNBindicating that UE1 is again able to perform UL transmissions on theunlicensed carrier. This indication may also indicate either implicitlyor explicitly that the UE has exited the backoff state. The UE may alsosend such an indication just before actually exiting the backoffstate—for instance when the backoff timer value reaches a predeterminedthreshold or falls below a predetermined threshold value. This earlytransmission of such an indication will help in reducing the potentiallatency for uplink traffic but comes at a cost that potentially thebackoff timer may not expire when the next uplink grant is received bythe UE and is hence a tradeoff between latency and potential excessiveusage of uplink and or downlink resources in the cell. UE1 can providethis indication using any of the following:

-   Using a scheduling request (SR) transmitted on the PCell:    -   The SR may in this case be modified to carry additional        information to indicate to the eNB that UE1 is able to transmit        again on the unlicensed carrier (i.e. UE1 exited the backoff        procedure).    -   Alternatively, different SR resources or partitions may be used        to distinguish between legacy SR and an SR indicating that UE1        is able to transmit again on the unlicensed carrier (it may be        possible for the SR resources to be segregated or partitioned        and to associate each SR resource or partition to a particular        access cause to enable UE1 to indicate a cause for UL access        during SR).-   Using an SR on the unlicensed carrier of the secondary cell (SCell):    -   While in the backoff state, UE1 may be precluded from        transmitting any control signaling such as an SR (both SR on the        PUCCH or SR on the Random Access Channel (RACH) based SR). When        UE1 exits the backoff procedure, the UE is allowed again to        transmit on the next available SR resource on the unlicensed        SCell carrier to indicate to the eNB that UE1 has exited the        backoff procedure.-   Using a dedicated control signal on the SCell:    -   A new short control signal which may be transmitted without        performing an LBT check as per regulatory requirements may be        defined to enable UE1 to transmit the indication that UE1 can        again transmit on the SCell.-   Using a new RRC message:    -   A new RRC message may be used to explicitly indicate to the eNB        that UE1 has exited the backoff procedure. This message may be        transmitted on the PCell or SCell.-   Using a new MAC control element:    -   A new MAC control element may be used to indicate to the eNB        that UE1 has exited the backoff procedure and this new MAC        control element may be transmitted on the PCell or the SCell.

In general, as an alternative to using a new message or a newindication, it is also possible to reuse or modify existing messages orindications, or to add new fields or extensions to the existing messagesor indications.

The backoff procedure performed at UE1 includes multiple instances ofUE1 assessing the status of a channel to determine whether the channelis busy or idle. With a traditional or legacy backoff procedure, thechannel is sensed as idle when there is no other transmission detectedabove the CCA threshold. In some example implementations, the backoffprocedure of UE1 can also use the same criterion to determine the statusof a channel.

In other examples, the backoff procedure of UE1 can classify a channelas idle even when the presence of particular scheduled/non-interferingtransmissions is detected.

When executing the backoff procedure at UE1, a channel is detected asidle in the presence of a transmission from a given node, as long as thetransmission is non-interfering—i.e. as long as UE1 determines that thedetected transmission would not have interfered with the transmissionfrom UE1.

In some implementations of the present disclosure, UE1 can consider aneCCA slot as idle in any or some combination of the following cases:

-   No transmission is detected in the eCCA slot above CCA threshold.-   A transmission above the CCA threshold is detected in the eCCA slot,    but the detected transmission is from a known non-interfering    transmitter. A transmission from a non-interfering transmitter may    include any or some combination of the following transmissions:    -   a transmission from the serving eNB (the eNB serving UE1);    -   a transmission from one of the scheduled UL UEs as scheduled by        the serving eNB, which may be detected by the UE based on:        -   a known cell-specific (or eNB specific) field included in            the UL transmissions from the UEs belonging to a cell of the            serving eNB, or        -   a cell-specific scrambling code used on UL signals such as            the Demodulation Reference Signal (DMRS) in PUSCH;    -   a transmission from a known cooperating, non-interfering        transmitter, where such a transmission can include:        -   a transmission from neighboring eNBs connected to the            serving eNB via an interface through which fast control            signaling can be exchanged to enable cooperative            transmissions to mitigate mutual interference; or        -   a transmission from any UEs associated with such neighboring            eNBs. In some examples, cooperating, non-interfering            transmitters may include an indication identifying them as            non-interfering transmissions to facilitate the above. In            addition or alternatively, these transmissions may be            detected based on a known scrambling sequence or any other            known characteristic associated with these transmissions.

A UE that considers an eCCA slot having a non-interfering transmissionas an idle ECCA slot is able to count down the backoff counter morequickly during a backoff operation performed at the UE than in thetraditional or legacy case where an eCCA slot is considered idle only ifthere is no transmission within the eCCA slot above the CCA threshold.The modified sensing procedure that considers an eCCA slot having anon-interfering transmission as an idle ECCA slot essentially takes intoaccount the fact that the UE and any non-interfering transmitters arenot independently contending for the channel access (i.e. they will notinterfere with each other's transmissions) and hence the backoffprocedure does not have to distinguish these in the channel accessmechanism to ensure fairness.

The modified sensing procedure at the UE is similar to that depicted inFIG. 7.

Reception of UL Grant and Aspects Related to UL/DL Framing

In a scheduled system, the eNB transmits UL grants allowingtransmissions from UEs on the scheduled UL subframes. If the UL and DLare operated using time division duplexing (TDD) (in other words, the ULand DL are separated in different time slots), the UL grants sent by theeNB and the scheduled UL transmissions from the UEs are on the samecarrier frequency. In this case, the eNB performs an LBT check prior tosending the UL grant on the DL. FIG. 3 shows an example where the eNBperforms an LBT check (at 300) prior to transmission of UL grants in DCImessages 1 and 2 to UE1 and UE2, respectively.

Alternatively, an LBT check at the eNB may be skipped in the case ofcross carrier scheduling where the scheduling carrier (DL) happens to bein licensed spectrum.

As shown in FIG. 3, upon receiving the UL grant and prior totransmitting on the UL, each UE (UE1 or UE2) executes an LBT check todetermine if there are any transmissions detected above the CCAthreshold at the UE. Since one of the objectives of LBT is to detect thepresence of transmissions from other (unscheduled/foreign system) nodes,there should be a pause or a gap (e.g. 302) in transmission in thesystem (i.e. no transmissions from any nodes belonging to the samesystem) during this CCA period. This gap (which may be referred to as a“CCA gap”) may be created by not transmitting during part of a scheduledtransmission (either in UL or DL). For example, a gap in transmission(in which an LBT check can be performed) may be created by refrainingfrom transmitting on one or more orthogonal frequency-divisionmultiplexing (OFDM) symbols belonging to a given subframe. These OFDMsymbols may belong to the beginning of a subframe or may be part of theend of a subframe.

As depicted in FIG. 3, it can be seen that such a gap does not have tobe provided if the same transmitting node is transmitting on consecutivesubframes. Specifically, as shown in FIG. 3, this means that all theconsecutive DL subframes from the eNB can be transmitted without any CCAgap between the DL subframes. Avoiding CCA gaps between consecutivesubframes in the DL can improve the spectral efficiency of DLtransmissions. Similarly, CCA gaps can also be potentially avoided forthe UL if the same UE (or set of UEs) is transmitting across multipleconsecutive subframes. In order to facilitate the contiguoustransmission across consecutive subframes without CCA gaps in case ofUL, the eNB can explicitly indicate to the scheduled UEs whether to skipor to include the CCA gaps in the UL subframes. For instance if the sameUE or the same set of UEs is scheduled on consecutive subframes in theUL, then the eNB can include an explicit indication in the DL indicatingthat these UEs may skip CCA gaps in the UL between the consecutivesubframes.

In general, the eNB, after obtaining access to the channel, may opt toshare the transmission opportunity (TXOP) the eNB has gained with one ormore UEs under the eNB's control. This may be viewed as analogous touplink scheduling within the eNB's TXOP. In such a shared TXOP, there istherefore a DL phase and an UL phase. During the DL phase, the eNB maytransmit a grant (“UL assignment”) to schedule a particular UE totransmit during the UL phase.

In the current LTE system, a delay (e.g. 4 milliseconds or ms) existsbetween the transmission of the UL assignment message on DL, and theactual UL transmission itself. This delay can be referred to here asΔ_(UL_grant). If TXOP sharing is to be used, the presence of such adelay places a restriction on the minimum duration of the TXOP; that is,if the TXOP is shorter than Δ_(UL_grant), then TXOP sharing is notpossible.

Therefore, if the length of the TXOP, i.e. the total transmissionduration of the DL phase (the eNB's transmission) and the followinguplink phase (i.e transmissions from all the scheduled UEs) is greaterthan a predetermined threshold (e.g. greater than Δ_(UL_grant) or avalue derived therefrom), as may be the case in some jurisdictions, theeNB may be allowed to perform the LBT (e.g. Category 4 LBT) on behalf ofthe UEs the eNB wishes to schedule for UL. In other words, in suchcases, the UEs may either skip full LBT or perform a reduced LBTaccording to Category 2 or Category 3 LBT, for example. However, if thetotal transmission duration (i.e. TXOP) is smaller than thepredetermined threshold (e.g. smaller than Δ_(UL_grant) or a valuederived therefrom), then such an exception for UE to skip LBT or performreduced LBT is not allowed. Since the length of the DL phase and ULphase is variable (and may include transmissions to/from UEs other thanthe UE itself), the UE has to know whether the UE's transmission fallswithin the total allowed eNB's TXOP duration or not. To enable this, theeNB may explicitly indicate to the UE to either perform full LBT or toperform a reduced/No LBT.

Alternatively, an implicit approach, for example based on a rule, may beemployed by the UE (e.g. based on one or more of the Δ_(UL_grant), thetime of arrival of the UL assignment within the TXOP, the duration or amaximum duration of the TXOP, and the actual duration of the ULtransmission), in order to derive whether full LBT, or reduced/no LBTshould be employed. It should be noted that this involves the UE beingaware of the start of the eNB's TXOP. Where this is not possible, theexplicit approach mentioned above can be employed.

In general, the eNB may explicitly indicate to the UE whether to performfull LBT or reduced/no LBT, such as based on one or more of thefollowing:

-   1) the start of the TXOP (T₀),-   2) a duration of the eNB's TXOP (Δ_(TXOP)),-   3) the timing of the UL assignment message (T_(g)),-   4) the delay (Δ_(UL_grant)) between the UL assignment message and    the scheduled UL transmission,-   5) the timing of the scheduled UL transmission for the UE (T_(UL)),-   6) the duration of the UL transmission (Δ_(UL_tx))

As an example, assume that T_(UL)'T_(g)+Δ_(UL_)grant, then:

-   If (T_(UL)+Δ_(UL_tx)) (i.e. the end of the UL transmission) falls    within the eNB's allowed TXOP (i.e.    T₀≤(T_(UL)+Δ_(UL_tx))≤(T₀+Δ_(TXOP))), the UE performs a reduced/no    LBT (either as a result of receiving explicit signaling from the    eNB, or as the result of determining this condition itself;-   Else (i.e. at least a part of the UEs transmission would fall    outside of the eNB's TXOP), the UE performs a full LBT (again,    either as a result of receiving explicit signaling from the eNB, or    as the result of determining this condition itself).

This explicit indication may be included in a message, such as a DCImessage of the PDCCH conveying the UL grant. If included in the PDCCHgrant as proposed, the eNB can dynamically control UE behavior for eachUL transmission. If such a dynamic control does not have to beperformed, then a semi-static indication included in an RRC message or aMAC control element, for example, may be employed.

In summary, the following are various options for accommodating the CCAgaps:

-   1) The CCA gap is created by not transmitting on one or more OFDM    symbols belonging to a subframe.-   2) Between two consecutive subframes, a CCA gap may be included, for    example, at the start of the second subframe or at the end of the    first subframe.    -   a. This option of including a CCA gap is employed when a        different transmitting node transmits on each of the consecutive        subframes.-   3) A CCA gap between two consecutive subframes may be skipped (or    equivalently, contiguous transmission is performed without CCA gaps)    when the same transmitting node (or same set of transmitting nodes)    is/are transmitting on both of the consecutive subframes

Based on the above, the following observations can be made as depictedin FIG. 3:

-   In the DL, option 1) above implies that there are no CCA gaps    between consecutive DL subframes from the same eNB.-   Option 2) implies that there is a CCA gap included at the switching    point between the DL phase and the UL phase.    -   This is because the transmitting node is different, i.e. the eNB        transmits the last DL subframe followed by one or more scheduled        UL UEs transmitting on the first UL subframe following the DL        phase—these one or more scheduled UL UEs transmitting on the        first UL subframe will do LBT check during the CCA gap between        the DL phase and the UL phase.    -   This CCA gap at the switching point between the DL phase and the        UL phase may be included at the end of the last DL subframe or        at the beginning of the first UL subframe.-   Combining options 1) and 2) can imply that if the same UE or same    set of UEs is/are transmitting across consecutive UL subframes, then    a CCA gap is not included between these subframes.

An eNB may signal whether or not to include such a CCA gap via explicitsignaling as mentioned above.

Adjusting the LBT Technique

The LBT technique used can be adjusted based on whether or not there arehidden nodes.

If, from the eNB's perspective, there are no hidden nodes for a UE on aspecific carrier or within the network (i.e. every transmitting nodethat is within CCA range of the UE is also within the CCA range of theeNB), then the UE does not have to perform LBT or backoff proceduresprior to transmitting, so long as the eNB performs its own LBT checkbefore sending an UL grant.

In general, the UE adopts an LBT technique based on the carrier on whichthe UL grant is received and/or based on the existence of hidden nodesin the system. Specifically:

-   If the eNB does not perform an LBT check before transmitting an UL    grant, then the UE has to perform LBT similar to a category 4 LBT    before UL transmissions. A category 4 LBT is an LBT with random    backoff within a variable-sized contention window (e.g. one that    grows based on each successive retry).    -   When the scheduling carrier (i.e. DL carrier in case of cross        carrier scheduling) is in the licensed spectrum, then the UE        adopts an LBT technique including backoff, such as a category 3        LBT or category 4 LBT. A category 3 LBT is an LBT with random        backoff within a fixed-size time (contention window).-   If the eNB performs an LBT check before transmitting an UL grant,    then an LBT technique is adopted based on the presence of hidden    nodes in the system.    -   If hidden nodes are detected then solutions as discussed in the        “Channel Sensing and Back-Off Performed in Separate Nodes”        section and the “Explicit Indication of Channel Sensing Status        to the eNB” section can be adopted.        -   Detection of hidden nodes may be performed either by the eNB            or by the UE; if the eNB detects hidden nodes, the presence            or absence of hidden nodes is signaled to UEs.    -   If no hidden nodes are detected, then upon receiving an UL        grant, one of the following may be employed:        -   Use of defer-only at the UE (i.e. just LBT check but no            backoff); with subsequent UE transmission if LBT succeeds.            Note, this is implicitly built into the procedures described            in the “Channel Sensing and Back-Off Performed in Separate            Nodes” section and the “Explicit Indication of Channel            Sensing Status to the eNB” section.        -   Perform no LBT at the UE, e.g. the eNB may instruct the UE            to temporarily skip the LBT check prior to transmitting on            the scheduled UL subframes upon detecting that no hidden            nodes exist in the system.

If all the transmitting nodes within the CCA range of any of theassociated UEs of a given eNB are also within the CCA range of the giveneNB, then such a system has no hidden nodes.

Presence of hidden nodes in the system may be detected using any or somecombination of the following:

-   UE based reporting of RSSI to the eNB that the eNB can use to detect    the presence of hidden nodes.-   The eNB may detect the presence of hidden nodes by detecting that    the UE has failed an LBT check subsequent to the eNB sending an UL    grant.    -   As discussed above, the eNB's detection of the fact that the UE        has failed LBT may be done either implicitly by detecting DTX on        a scheduled UL PUSCH resource or by receiving an explicit        indication indicating failed LBT at the UE.

If the eNB detects presence or absence of hidden nodes in the system,the eNB can send an indication of the presence or absence of hiddennodes to associated UEs. Such indication can be performed using any orsome combination of the following:

-   dedicated signaling, e.g. RRC signaling or MAC control element,-   an indication in a broadcast system information,-   an indication included in the PDCCH, or-   any other indication.

Based on the indication of the presence or absence of hidden nodes, theUEs may choose an appropriate LBT technique as discussed above.

System Architecture

FIG. 9 is a block diagram of an example system (or network node) 900,which can represent any one of: a UE or a wireless access network node.The system 900 can be implemented as a computing device or anarrangement of multiple computing devices.

The system 900 includes a processor (or multiple processors) 902, whichcan be coupled to a communication interface (or multiple communicationinterfaces) 904 to communicate with another entity, either wirelessly orover a wired link. A processor can include a microprocessor, amicrocontroller, a physical processor module or subsystem, aprogrammable integrated circuit, a programmable gate array, or anotherphysical control or computing circuit.

The processor(s) 902 can also be coupled to a non-transitorymachine-readable or computer-readable storage medium (or storage media)906, which can store machine-readable instructions 908 that areexecutable on the processor(s) 902 to perform various tasks as discussedabove.

The storage medium (or storage media) 906 can include one or multiplecomputer-readable or machine-readable storage media. The storage mediainclude different forms of memory including semiconductor memory devicessuch as dynamic or static random access memories (DRAMs or SRAMs),erasable and programmable read-only memories (EPROMs), electricallyerasable and programmable read-only memories (EEPROMs) and flashmemories; magnetic disks such as fixed, floppy and removable disks;other magnetic media including tape; optical media such as compact disks(CDs) or digital video disks (DVDs); or other types of storage devices.Note that the instructions discussed above can be provided on onecomputer-readable or machine-readable storage medium, or alternatively,can be provided on multiple computer-readable or machine-readablestorage media distributed in a large system having possibly pluralnodes. Such computer-readable or machine-readable storage medium ormedia is (are) considered to be part of an article (or article ofmanufacture). An article or article of manufacture can refer to anymanufactured single component or multiple components. The storage mediumor media can be located either in the machine running themachine-readable instructions, or located at a remote site from whichmachine-readable instructions can be downloaded over a network forexecution.

In the foregoing description, numerous details are set forth to providean understanding of the subject disclosed herein. However,implementations may be practiced without some of these details. Otherimplementations may include modifications and variations from thedetails discussed above. It is intended that the appended claims coversuch modifications and variations.

What is claimed is:
 1. A method comprising: transmitting, by a wirelessaccess network node, scheduling information assigning an uplink resourcefor a user equipment (UE); detecting, at the wireless access networknode, whether the UE has not transmitted using the assigned uplinkresource; determining, based on the detecting, that the UE has failed aListen-Before-Talk (LBT) check at the UE; further scheduling andassigning, by the wireless access network node, an uplink resource forthe UE.
 2. The method of claim 1, wherein the LBT check at the UEcomprises the UE detecting an ongoing transmission having a transmitpower above a power threshold.
 3. The method of claim 1, wherein thedetecting comprises the wireless access network node checking anindication of a received power or signal to interference ratio for atransmission of the UE.
 4. The method of claim 1, wherein the detectingcomprises the wireless access network node performing channel estimationprocessing based on processing of a demodulation reference signal (DMRS)corresponding to a transmission of the UE.
 5. The method of claim 1,wherein the detecting is based on an explicit indication provided by theUE.
 6. The method of claim 1, wherein the scheduling informationassigning an uplink resource comprises a Downlink Control Information(DCI) message on a Physical Downlink Control Channel (PDCCH) or EnhancedPhysical Downlink Control Channel (E-PDCCH).
 7. The method of claim 1,wherein the further scheduling is based on a backoff process taking intoaccount the detecting that the UE has failed the LBT check.
 8. Themethod of claim 1, further comprising: in response to the determiningthat the UE has failed the LBT check, performing, by the wireless accessnetwork node, a backoff process on behalf of the UE.
 9. The method ofclaim 8, wherein the backoff process on behalf of the UE comprisesmaintaining, by the wireless access network node, an uplink timer orcounter for the UE.
 10. The method of claim 9, wherein the wirelessaccess network node maintains multiple uplink timers or counters forperforming backoff processes for respective different UEs.
 11. Themethod of claim 1, wherein the further scheduling involves a category 4LBT with a variable sized contention window.
 12. The method of claim 11,wherein the further scheduling uses the variable sized contention windowthat grows in length of time with each successive retry before nextassigning an uplink resource to the UE.
 13. A wireless access networknode comprising: a communication interface to communicate over awireless network; and at least one processor configured to: transmitscheduling information assigning an uplink resource for a user equipment(UE); detect whether the UE has not transmitted using the assigneduplink resource; determine, based on the detecting, that the UE hasfailed a Listen-Before-Talk (LBT) check at the UE; further schedule andassign an uplink resource for the UE.
 14. The wireless access networknode of claim 13, wherein the LBT check at the UE comprises the UEdetecting an ongoing transmission having a transmit power above a powerthreshold.
 15. The wireless access network node of claim 13, wherein thedetecting comprises the wireless access network node: checking anindication of a received power or signal to interference ratio for atransmission of the UE, or performing channel estimation processingbased on processing of a demodulation reference signal (DMRS)corresponding to a transmission of the UE.
 16. The wireless accessnetwork node of claim 13, wherein the detecting is based on an explicitindication provided by the UE.
 17. The wireless access network node ofclaim 13, wherein the scheduling information assigning an uplinkresource comprises a Downlink Control Information (DCI) message on aPhysical Downlink Control Channel (PDCCH) or Enhanced Physical DownlinkControl Channel (E-PDCCH).
 18. The wireless access network node of claim13, wherein the at least one processor is configured to: in response tothe determining that the UE has failed the LBT check, perform a backoffprocess on behalf of the UE.
 19. The wireless access network node ofclaim 18, wherein the backoff process uses a variable sized contentionwindow.
 20. A non-transitory machine-readable storage medium comprisinginstructions that upon execution cause a wireless access network nodeto: transmit scheduling information assigning an uplink resource for auser equipment (UE); detect whether the UE has not transmitted using theassigned uplink resource; determine, based on the detecting, that the UEhas failed a Listen-Before-Talk (LBT) check at the UE; further scheduleand assign an uplink resource for the UE.